Audit engagement
Pre-Inspection Walkthrough
A compressed rehearsal of how your fintech firm presents evidence when examiners request policies, samples, and interview slots.
Schedule a walkthrough
Who it is for
Teams with an announced or expected supervisory visit who want a dry run of evidence packs and interview answers.
Result you receive
A binder-ready evidence index and a short coaching note for spokespeople.
Scope
Two-day intensive: day one evidence map, day two mock Q&A.
Included
- Evidence pack checklist
- Mock examiner questions
- Spokesperson briefing sheet
Not included
- Attendance during the actual inspection
- Lobbying or regulator liaison
How the engagement runs
- 1 Brief
- 2 Evidence map
- 3 Mock session
- 4 Debrief
Preparation
Nominate interview participants and grant temporary read access to policy folders.
Constraints
Not a substitute for a full readiness audit.