Audit engagement
Remediation Progress Review
Follow-up testing after a prior audit or regulator letter to confirm whether corrective actions closed the original findings.
Request a progress review
Who it is for
Firms closing out findings from an earlier Platform Connects engagement or an external report.
Result you receive
Updated status of each finding: closed, partially addressed, or still open—with fresh evidence references.
Scope
Re-test of agreed remediation items only.
Included
- Finding-by-finding retest
- Updated status schedule
- Brief management letter
Not included
- New full-scope audit areas not in the original list
How the engagement runs
- 1 Remediation list confirmation
- 2 Retest
- 3 Status letter
Preparation
Provide evidence packages mapped to each prior finding ID.
Constraints
Only covers items listed in the agreed remediation schedule.